Career at RockFin
Senior Executive - Compliance
Deadline for submission 31 July 2025
Kindly express your interest by sending your CV on: hr@rockfin.mu
RockFin Compliance Services Ltd, Level 3, Ebene House, Hotel Avenue 33 Cybercity, Ebene, 72201 Mauritius.
Tel: (+230) 465 5526 | Fax: (+230) 468 1886 Website: rockfin.mu
- Perform and review customer due diligence checks / screenings.
- Conduct necessary compliance reviews across the business and on client files.
- Produce/write reports summarizing relevant findings following compliance reviews/similar exercises or any paper / statement / communique issued by the competent authorities.
- Prepare and assist in the preparation of any marketing documentation, newsletter, website content, social media post.
- Contribute in the preparation, review and updating of the AML/CFT constitutive and Compliance manuals.
- Be up to date with and ensure compliance with the various regulations and regulatory agencies.
- Assist in the preparation of and conduct AML/CFT training.
- Perform and assist in the preparation of Business Risk Assessment and clients’ risk assessments.
- Perform and assist in the preparation of AML / CFT Independent Audit report.
- Ensuring regular review on World Check findings.
- Assist in the preparation of finance documentation for the finance department.
- Identify new business opportunities.
- Supervise, review and oversee the work of colleagues.
- May be requested to work at client premises on special project; and
- Perform any other related work as may be requested by the Reporting line.
- Degree in Law/ Finance/ management or other related qualifications.
- 3-5 years of experience in the compliance team or in the financial services industry.
- Strong knowledge of industry processes and regulations.
- Outstanding communication and interpersonal abilities.
- An analytical mindset with excellent organizational skills.