Compliance Services
We provide a wide range of Services
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Customer Due Diligence
A. Individual Screening:
– Basic screening
– Advanced screening
– Screening and client risk rating
B. Batch Screening:
– Automatic overnight batch screening
Ongoing Compliance Monitoring
– Delivery of compliance report
– Delivery of MLRO report
– Conduct of client risk profiling

Reporting of Suspicious Transactions
– Assistance with GOAML registration
– Assistance in abiding with policies
and Procedures
– Assistance with assessment
of information
– Assistance with filing on GOAML platform

Customer Due Diligence
A. Individual Screening:
– Basic screening
– Advanced screening
– Screening and client risk rating
B. Batch Screening:
– Automatic overnight batch screening
Ongoing Compliance Monitoring
– Delivery of compliance report
– Delivery of MLRO report
– Conduct of client risk profiling

Reporting of Suspicious Transactions
– Assistance with GOAML registration
– Assistance in abiding with policies
and Procedures
– Assistance with assessment
of information
– Assistance with filing on GOAML platform

Drafting of Policies and Procedures
– Drafting of Internal Control Manual
– Drafting of client acceptance forms
– Drafting of client risk ratings

Training
– The basics of AML/CFT
– Advanced AML/CFT training
for financial institution
– Advanced AML/CFT training
for real estate sector

Assistance for regulatory inspections
– Review of the compliance framework
– Review of client files and KYC remediation
FATCA & CRS Classification and Conversion
– Assistance with classification
– Conversion into XML format

Outsourcing of AML Functionaries
Deliverables as CO:
– Sign off report on onboarding,
annual compliance report
Deliverables as MLRO:
– Annual MLRO report, assistance
in suspicious transaction
enquiries and filings

FATCA & CRS Classification and Conversion
- Assistance with classification
- Conversion into XML format

Outsourcing of AML Functionaries
- Deliverables as CO: Sign off report on
onboarding, annual compliance report - Deliverables as MLRO: Annual MLRO
report, assistance in suspicious transaction
enquiries and filings
A. Individual Screening:
Basic screening: Delivery of report of screening on World Check, Google search, UN Sanction list, OF AC Sanction list, Offshore leaks, Supreme court of Mauritius and other relevant searches.
Advanced screening: In addition to above, assessment of completeness of due diligence and verification of source of funds/wealth.
Screening and client risk rating: Advanced screening with client risk assessment
B. Batch Screening:
Automatic overnight batch screening
A. Individual Screening:
Basic screening: Delivery of report of screening on World Check, Google search, UN Sanction list, OF AC Sanction list, Offshore leaks, Supreme court of Mauritius and other relevant searches.
Advanced screening: In addition to above, assessment of completeness of due diligence and verification of source of funds/wealth.
Screening and client risk rating: Advanced screening with client risk assessment
B. Batch Screening:
Automatic overnight batch screening
- Delivery of compliance report
- Delivery of MLRO report
- Conduct of client risk profiling
AML/CFT Independent Audit
AML/CFT Business Risk Assessment
Drafting & Review of Policies and Procedures
Due diligence exercise including screening
Onboarding of clients
Transaction Monitoring
Client Risk Assessment
Assistance for onsite and offsite regulatory inspection
Outsourcing of staffs with regards to compliance and consultancy
FATCA/CRS classification and XML
Business Due Diligence
Implementing of Training Program
Risk consulting / Internal Audit
Implementing of Training Program
Business Risk Assessment
– Determination of inherent risks
– Producing the enterprise-wide
– Assessing policies and controls
– Identification of residual risks
– Conducting a Preliminary
Business Risk Assessment

Independent AML/CFT Audit
– Conducting an independent review and
verification of compliance
– Review of AML/CFT policies
and procedures
– Walk-through test of a sample of clients
and transactions
– Conduct GAP analysis and issue of
a GAP analysis report

Business Risk Assessment
- Determination of inherent risks
- Producing the enterprise-wide
- Assessing policies and controls
- Identification of residual risks
- Conducting a Preliminary Business

Independent AML/CFT Audit
- Conducting an independent review
- A review of the AML/CFT policies
- A walk-through test of a sample of clients
- Conduct GAP analysis and issue