Audit-Ready. Regulator-Proof. Business-Safe
THE REALITY
Mauritian regulators like the FSC and FIU are raising the bar. Many companies fail inspections due to poor documentation, weak risk assessments, and outdated compliance processes.
THE SOLUTION
The Inspection Readiness Bundle is a comprehensive compliance review, audit simulation, and remediation package that ensures your business meets inspection standards — before the knock at your door.
- Pre-Inspection Health Check
- Full File Review (STRs, BRA, ICM, CDD, Training Logs)
- Mock Interview Prep for CO/MLRO
- Risk-Based File Sampling & Reporting
- Internal Controls Evaluation
- Remediation Action Plan
- Final Report with Advisory Notes
- Optional Regulatory Response Assistance
- Peace of mind during inspections
- Board-level compliance briefings
- Early detection of compliance weaknesses
- Licensed companies with upcoming FSC/FIU audit
- Management companies and investment dealers
- COs/MLROs who want to self-check before inspection
- Real estate agents, jewellers, and DNFBPs
1. Pre-Inspection Health Check
2. Full File Review (STRs, BRA, ICM, CDD, Training Logs)
3. Mock Interview Prep for CO/MLRO
4. Risk-Based File Sampling & Reporting
5. Internal Controls Evaluation
6. Remediation Action Plan
7. Final Report with Advisory Notes
8. Optional Regulatory Response Assistance
- Peace of mind during inspections
- Board-level compliance briefings
- Early detection of compliance weaknesses
- Licensed companies with upcoming FSC/FIU audit
- Management companies and investment dealers
- COs/MLROs who want to self-check before inspection
- Real estate agents, jewellers, and DNFBPs
compliance@rockfin.mu
Phone
+230 5 259 7964
Website
www.rockfin.mu/inspection-ready
RockFin Compliance
Mauritius’ Most Trusted Partner in Regulatory Risk