Career at RockFin

Key Responsibilities:

• Develop and implement policies and procedures;
• Oversee all business operations relating to client’s portfolio, financial and administrative aspects of the company;
• Design and monitor control systems;
• Regularly assess the efficiency of control systems and recommend effective improvements;
• Perform AML / CFT audits;
• Lead employee training sessions on legal and compliance issues;
• Assess the business’s future ventures and identify new business opportunities;
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control;
• Prepare reports for senior management and external regulatory bodies as appropriate;
• Develop risk management strategies;
• Collaborate and maintain continuous communication with HR department;
• Improve current strategies if necessary;
• Supervise, review and oversee the work of colleagues;
• You may be requested to work offsite (included client premises);
• Other cognate duties as requested by reporting line.

Desired Profile & Experience:

• • Degree in Law/ Finance/ management or other related qualifications;
  • 8-10 years of experience in the compliance team or in the financial services industry;
  • Strong knowledge of industry processes and regulations;
  • Outstanding communication and interpersonal abilities;
  • An analytical mindset with excellent organizational skills.