Careers at RockFin

Junior Executive-Compliance

The Junior Executive-Compliance shall assist the Compliance team to maintain the compliance framework and deliver the annual Compliance Plan.

  • Carrying out compliance review of a portfolio of files as may be indicated – including ensuring compliance with statutory filing requirements to Registrar of Companies and Financial Services Commission paying fees, tax return, VAT return, etc;
  • Carrying out risk assessment;
  • Vetting of compliance reports;
  • Ensuring a regular compliance follow up on the files and the effective implementation of reviews;
  • Overseeing the clients’ compliance and reporting to the Manager of Compliance;
  • Checking the completeness of due diligence documents of clients;
  • Helping in the take on of new clients and assisting in the client acceptance procedures;
  • Helping management in reviewing the compliance policy, procedures and internal controls;
  • Liaising with the regulatory bodies (including Mauritius Financial Services Commission);
  • Assisting in the pre-visit preparation and onsite visit of regulators;
  • Engaging actively in adoption and implementation of KYC principles and the anti-money laundering and combatting terrorism financing measures, laws and guidelines;
  • Drafting and updating Compliance and AML policies and procedures, regulatory returns and compliance reviews of company literature;
  • Conducting training sessions for educating and advising staff and senior management on compliance issues, coordinating personnel training requirements, identifying business risks and keeping up to date with changes to AML and Compliance regulatory requirements;
  • Updating the compliance library on an ongoing basis;
  • Any other related work as may be requested by the Manager - Compliance.
  • Degree in Law, Law and Finance, Law and Management or any other related field.
  • Good understanding and knowledge of FATCA and CRS will be an advantage.

Kindly express your interest by sending your CV to Shaheen Abdul Carrim on:

For more information, please visit our LinkedIn and Facebook page: RockFin Compliance Services

Deadline for Submission: 08 September 2021

Level 3, Ebene House, Hotel Avenue 33 Cybercity, Ebene, 72201 Mauritius. Tel: (+230) 4687332 website:


Our team has the experience, skills and expertise to guide clients through the complexities of doing business.